This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Course Publication Date:
January 01, 2026
This course is available with
NO ADDITIONAL FEE if you have an active
self study membership or
all access membership or
cfp membership or can be purchased for
$49.00!
| Author: | CPE Depot |
| Course No: | CFP-ETHICS-15006 |
| Recommended CPE: | 2.00 |
| Delivery Method: | QAS Self Study |
| Level of Knowledge: | Intermediate |
| Prerequisites: | None |
| Advanced Preparation: | None |
| Course Expiration: | 1/1/2027 NOTE: The course must be completed by the expiration date to receive credit |
| Recommended Field of Study: | Regulatory Ethics
|
|
|
|
Learning Objectives
- Recognize when a CFP® professional is providing Financial Advice.
- Apply the Fiduciary Duty.
- Describe the Financial Planning process.
- Determine what information must be provided to the client and when to document the exchange of information.
- Identify duties when using or referring other service providers or technologies.
- Describe the CFP Board enforcement process.